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KO Hon Tak

高漢德
CE AAD598Licensed IndividualSFO licence active
Official SFC record

KO Hon Tak (CE number AAD598) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGolden Rich Securities Limited
金裕富證券有限公司

Licence Record (6)

2016-04-26 – present Current
Golden Rich Securities Limited Rep
RA 1
2016-06-23 – 2020-11-30
Golden Rich Securities Limited RO
RA 1
2005-12-29 – 2016-02-01
CVP Securities Limited RO
RA 1 RA 2
2004-07-20 – 2005-12-29
CVP Securities Limited Rep
RA 1 RA 2
2004-02-13 – 2004-03-23
Piper Jaffray Asia Futures Limited RO
RA 2
2003-04-01 – 2004-03-23
Piper Jaffray Asia Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAD598