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LUI Chi Chung, Josaphat

呂志聰
CE AAD557Licensed IndividualSFO licence active
Official SFC record

LUI Chi Chung, Josaphat (CE number AAD557) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSilver Nile Global Investments Limited
銀豐環球投資有限公司

Licence Record (9)

2025-08-01 – present Current
Silver Nile Global Investments Limited Rep
RA 1 RA 4
2023-05-04 – 2025-06-30
Mouette Securities Company Limited Rep
RA 1 RA 4
2018-02-01 – 2023-05-04
Mouette Securities Company Limited RO
RA 1 RA 4
2017-03-22 – 2017-10-05
Integrity Construction & Development Securities Group Limited RO
RA 1 RA 4
2007-04-26 – 2016-11-17
Nerico Brothers Limited RO
RA 1
2005-11-03 – 2007-04-01
RHB Securities Hong Kong Limited Rep
RA 1
2005-11-03 – 2007-04-01
RHB Futures Hong Kong Limited Rep
RA 2
2004-02-13 – 2004-12-23
Piper Jaffray Asia Futures Limited RO
RA 2
2003-04-01 – 2004-12-23
Piper Jaffray Asia Securities Limited RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAD557