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CHIU Ho Hei, Philip

趙可喜
CE AAD496Licensed IndividualSFO licence active
Official SFC record

CHIU Ho Hei, Philip (CE number AAD496) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (7)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMason Securities Limited
茂宸證券有限公司

Licence Record (2)

2003-04-01 – present Current
Mason Securities Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2024-04-27
Duncan Futures Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAD496