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OMURA Yoshiyuki

大村良幸
CE AAD085Licensed IndividualSFO licence active
Official SFC record

OMURA Yoshiyuki (CE number AAD085) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeCES Forex (HK) Limited
光證外匯（香港）有限公司
RepresentativeEverbright Securities Investment Services (HK) Limited
光大證券投資服務（香港）有限公司

Licence Record (5)

2012-09-14 – present Current
CES Forex (HK) Limited Rep
RA 3
2012-07-24 – present Current
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4
2012-01-16 – 2012-06-20
FT Securities Limited Rep
RA 1
2011-05-23 – 2012-01-07
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2003-04-01 – 2006-03-31
Sumitomo Mitsui Asset Management (Hong Kong) Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAD085