LI Dominic Song Ching

李崇正

CE AAC878Licensed IndividualResponsible OfficerSFO licence active

LI Dominic Song Ching (CE number AAC878) is an individual licensed by the Hong Kong SFC. First licensed on 2006-04-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (3)

Capacity	Company / Institution
Responsible Officer	Plouton Asset Management Limited 弘富資產管理有限公司
Responsible Officer	Select Investment Services Limited 弘富投資服務有限公司
Representative	Select Investment Services Limited 弘富投資服務有限公司

Licence Record (12)

2024-01-31 – present Current

Select Investment Services Limited Rep

RA 1

2024-01-31 – present Current

Select Investment Services Limited RO

RA 4

2024-01-31 – present Current

Plouton Asset Management Limited RO

RA 9

2019-12-09 – 2023-08-31

Canfield Securities Company Limited Rep

RA 1

2019-09-02 – 2023-08-31

Canfield Securities Company Limited RO

RA 4 RA 9

2017-11-24 – 2019-08-31

KBR Fund Management Limited RO

RA 4 RA 9

2017-09-25 – 2017-11-24

KBR Fund Management Limited Rep

RA 4 RA 9

2016-11-29 – 2017-03-30

Phoenix Capital (International) Limited RO

RA 4 RA 9

2008-10-20 – 2011-03-01

CC Finance Limited Rep

RA 1 RA 4 RA 6

2006-04-11 – 2008-05-01

CITIC Securities Brokerage (HK) Limited Rep

RA 1

2006-04-11 – 2008-05-01

CITIC Securities Futures (HK) Limited Rep

RA 2

2006-04-11 – 2008-05-01

CITIC Securities Corporate Finance (HK) Limited Rep

RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAC878