Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SHUM Kai Chun

岑啟臻
CE AAC767Licensed IndividualSFO licence active
Official SFC record

SHUM Kai Chun (CE number AAC767) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCC Kingdom Corporate Finance Limited
邁進國權資本有限公司

Licence Record (6)

2022-12-08 – present Current
CC Kingdom Corporate Finance Limited Rep
RA 1 RA 6
2015-07-15 – 2016-06-04
Black Marble Securities Limited RO
RA 1
2015-07-06 – 2015-07-15
Black Marble Securities Limited Rep
RA 1
2015-01-30 – 2015-03-26
SKYVAST SECURITIES LIMITED RO
RA 1
2005-01-19 – 2012-11-06
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1
2003-04-01 – 2005-01-19
China International Capital Corporation (International) Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAC767