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CHIU Ka Wah

招家驊
CE AAC474Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHIU Ka Wah (CE number AAC474) is an individual licensed by the Hong Kong SFC. First licensed on 2003-08-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCore Capital Securities Limited
凱匯資本證券有限公司
RepresentativeJT Capital Asset Management Limited
凱庫資產管理有限公司

Licence Record (6)

2018-10-29 – present Current
JT Capital Asset Management Limited Rep
RA 9
2017-08-03 – present Current
Core Capital Securities Limited RO
RA 1
2017-06-08 – 2017-08-03
Core Capital Securities Limited Rep
RA 1
2011-12-13 – 2017-02-23
Changjiang Securities Brokerage (HK) Limited RO
RA 1 RA 4
2010-05-18 – 2011-08-15
SDIC Securities (Hong Kong) Limited RO
RA 1 RA 4
2003-08-20 – 2011-08-15
SDIC Securities International Financial Holdings Limited RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAC474