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CHU Lap Lik, Victor

諸立力
CE AAC382Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Lap Lik, Victor (CE number AAC382) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerChina Merchants China Investment Management Limited
招商局中國投資管理有限公司
Responsible OfficerFE Securities Limited
廣利證券有限公司
Responsible OfficerFirst Eastern Investments Limited
第一東方投資有限公司

Licence Record (5)

2005-06-15 – present Current
FE Securities Limited RO
RA 1 RA 4 RA 6
2003-04-01 – present Current
First Eastern Investments Limited RO
RA 4 RA 6 RA 9
2003-04-01 – present Current
China Merchants China Investment Management Limited RO
RA 4 RA 6 RA 9
2010-09-10 – 2019-08-30
Evolution Asia Investments Limited RO
RA 1 RA 6
2003-04-01 – 2005-03-31
China Canton Management (Hong Kong) Limited RO
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAC382