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CHAN Wing Yau, George

陳永祐
CE AAC044Licensed IndividualResponsible OfficerSFO licence active

CHAN Wing Yau, George (CE number AAC044) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCapital Focus Asset Management Limited
匯駿資產管理有限公司
Responsible OfficerChina Financial International Investments & Managements Limited
中國金融國際投資管理有限公司
Responsible OfficerShun Loong Securities Company Limited
順隆證券行有限公司

Licence Record (6)

2017-08-24 – present Current
2007-08-24 – present Current
2007-11-23 – 2008-02-01
2005-08-22 – 2007-08-15