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LAI Tai Mo, Mick

黎大武
CE AAB717Licensed IndividualSFO licence active
Official SFC record

LAI Tai Mo, Mick (CE number AAB717) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (8)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司

Licence Record (5)

2013-03-15 – present Current
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2013-03-15 – 2021-12-31
China Galaxy International Futures (Hong Kong) Co., Limited Rep
RA 2
2003-04-01 – 2013-03-01
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9
2003-04-01 – 2013-03-01
CES Commodities (HK) Limited Rep
RA 2 RA 5 RA 9
2003-04-01 – 2003-11-10
CES Forex (HK) Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAB717