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YU Shun Ho, Norman

余信晧
CE AAB450Licensed IndividualSFO licence active
Official SFC record

YU Shun Ho, Norman (CE number AAB450) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSuccess Securities Limited
實德證券有限公司

Licence Record (3)

2017-03-13 – present Current
Success Securities Limited Rep
RA 1
2004-12-08 – 2017-03-11
CVP Securities Limited Rep
RA 1
2003-04-01 – 2004-11-30
Lai Po Hung & Company Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAB450