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IP Pui Yee, Marianna

葉佩儀
CE AAB425Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

IP Pui Yee, Marianna (CE number AAB425) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWing Yee Securities Company Limited
詠誼證券投資有限公司

Licence Record (3)

2007-06-26 – present Current
Wing Yee Securities Company Limited RO
RA 1
2003-06-16 – 2007-06-26
Wing Yee Securities Company Limited Rep
RA 1
2003-04-01 – 2003-06-15
Wing Yee Company Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAB425