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CHAU Wing Chi, Jerry

周永志
CE AAB202Licensed IndividualSFO licence active
Official SFC record

CHAU Wing Chi, Jerry (CE number AAB202) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeEmperio Securities and Assets Management Limited
帝鋒證券及資產管理有限公司

Licence Record (4)

2018-09-03 – present Current
Emperio Securities and Assets Management Limited Rep
RA 1
2018-04-16 – 2018-08-13
Realord Asia Pacific Securities Limited Rep
RA 1
2007-10-17 – 2017-10-31
China Everbright Securities (HK) Limited Rep
RA 1
2003-04-01 – 2007-09-23
China Hong Kong Capital Asset Management Company Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAB202