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NG Chi Fat, Summy

伍志發
CE AAA548Licensed IndividualSFO licence active
Official SFC record

NG Chi Fat, Summy (CE number AAA548) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCaitong International Securities Co., Limited
財通國際證券有限公司

Licence Record (4)

2022-04-01 – present Current
Caitong International Securities Co., Limited Rep
RA 1
2008-09-02 – 2022-02-28
Westock Securities International (HK) Limited RO
RA 1
2006-04-03 – 2008-08-31
CVP Securities Limited Rep
RA 1
2003-04-01 – 2006-05-02
Beijing Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAA548