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KOH Kwing Chang, Peter

許宏昌
CE AAA503Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KOH Kwing Chang, Peter (CE number AAA503) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTradeGo Markets Limited

Licence Record (9)

2023-02-16 – present Current
TradeGo Markets Limited RO
RA 1 RA 7
2019-05-03 – 2021-05-15
Meta Elephant Capital Limited RO
RA 4 RA 9
2019-03-27 – 2019-07-05
Meta Elephant Capital Limited Rep
RA 4 RA 9
2017-10-25 – 2018-10-10
Forthright Securities Company Limited RO
RA 1 RA 4
2015-06-05 – 2017-09-30
China CIFCO Securities Co., Limited RO
RA 1 RA 4
2010-11-24 – 2015-05-30
Realord Asia Pacific Securities Limited RO
RA 1
2008-11-14 – 2010-10-31
Yunfeng Financial Markets Limited RO
RA 1 RA 4 RA 7
2003-07-30 – 2006-10-13
ECM Libra Securities Limited RO
RA 1
2003-04-01 – 2004-03-03
Libra Asia Securities Limited RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAA503