LAI Kin Ip

黎建業

CE AAA317Licensed IndividualSFO licence active

LAI Kin Ip (CE number AAA317) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 5 Advising on Futures Contracts

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Imperium International Securities Limited 帝國國際証券有限公司

Licence Record (11)

2015-05-27 – present Current

Imperium International Securities Limited Rep

RA 1

2012-12-11 – 2015-05-01

Oriental Wealth Securities Limited Rep

RA 1

2011-06-17 – 2012-12-01

AuVantage Consultancy Limited Rep

RA 1

2011-06-17 – 2011-10-31

Magusta Futures Limited Rep

RA 2

2008-04-17 – 2011-05-31

BOCOM International Securities Limited Rep

RA 1 RA 2

2007-12-07 – 2008-04-12

Phillip Securities (Hong Kong) Limited Rep

RA 1

2007-12-07 – 2008-04-12

Phillip Commodities (HK) Limited Rep

RA 2

2004-03-05 – 2007-12-01

Celestial Securities Limited Rep

RA 1

2004-03-05 – 2007-12-01

Celestial Commodities Limited Rep

RA 2

2003-04-01 – 2004-03-04

Interchina Securities Limited Rep

RA 1 RA 4 RA 6 RA 9

2003-04-01 – 2004-03-04

Interchina Futures Limited Rep

RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAA317