GU, STEPHEN KWANSHU (HKMA registration number AJ7939) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DBS BANK (HONG KONG) LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| DBS BANK (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | No | PRODUCT SPECIALIST ASSISTANT, INVESTMENT PRODUCTS, PRIVATE BANKING | 2025-09-24 |
| DBS BANK (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | No | PRODUCT SPECIALIST ASSISTANT, INVESTMENT PRODUCTS, PRIVATE BANKING | 2025-09-24 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| DBS BANK (HONG KONG) LIMITED | AAL664 | 11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG. |