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LEE, LAI WA

HKMA AJ5879HKMA Relevant IndividualCurrently registered

LEE, LAI WA (HKMA registration number AJ5879) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HSBC BANK PLC. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HSBC BANK PLCRA 1 Type 1: dealing in securitiesNoINTERNAL CONTROL AND OPERATIONS MANAGER2024-11-27
HSBC BANK PLCRA 4 Type 4: advising on securitiesNoINTERNAL CONTROL AND OPERATIONS MANAGER2024-11-27

Business Address

Registered InstitutionSFC CE No.Address
HSBC BANK PLCAFJ824LEVEL 18, HSBC MAIN BUILDING, NO. 1 QUEEN'S ROAD CENTRAL, HONG KONG.

Registration History (1)

2024-11-27 – present Current
RA 1 RA 4