LI, SHANGQIAN (HKMA registration number AJ5527) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF CHINA LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BANK OF CHINA LIMITED | RA 1 Type 1: dealing in securities | Yes | HEAD OF SYNDICATE | 2024-10-05 |
| BANK OF CHINA LIMITED | RA 4 Type 4: advising on securities | Yes | HEAD OF SYNDICATE | 2024-10-05 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BANK OF CHINA LIMITED | AAK801 | 7/F, BANK OF CHINA TOWER, 1 GARDEN ROAD, CENTRAL, HONG KONG. |