LIM, HAN YEE (HKMA registration number AJ5192) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at OVERSEA-CHINESE BANKING CORPORATION LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| OVERSEA-CHINESE BANKING CORPORATION LIMITED | RA 1 Type 1: dealing in securities | No | EQUITY CAPITAL MARKETS, GLOBAL INVESTMENT BANKING | 2024-08-24 |
| OVERSEA-CHINESE BANKING CORPORATION LIMITED | RA 4 Type 4: advising on securities | No | EQUITY CAPITAL MARKETS, GLOBAL INVESTMENT BANKING | 2024-08-24 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| OVERSEA-CHINESE BANKING CORPORATION LIMITED | AAD499 | 9/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG. |