KWOCK, SHU WAI DAVID (HKMA registration number AJ1937) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | RA 1 Type 1: dealing in securities | No | EQUITIES | 2023-04-12 |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | RA 4 Type 4: advising on securities | No | EQUITIES | 2023-04-12 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | AAJ321 | 18/F & 23-29/F, CHATER HOUSE, 8 CONNAUGHT ROAD CENTRAL, HONG KONG |