GAO, YUAN (HKMA registration number AJ1874) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at STANDARD CHARTERED BANK (HONG KONG) LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| STANDARD CHARTERED BANK (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | No | MACRO TRADING | 2023-05-01 |
| STANDARD CHARTERED BANK (HONG KONG) LIMITED | RA 2 Type 2: dealing in futures contracts | No | MACRO TRADING | 2023-07-05 |
| STANDARD CHARTERED BANK (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | No | MACRO TRADING | 2023-05-01 |
| STANDARD CHARTERED BANK (HONG KONG) LIMITED | RA 5 Type 5: advising on futures contracts | No | MACRO TRADING | 2023-07-05 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| STANDARD CHARTERED BANK (HONG KONG) LIMITED | AJI614 | 32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG. |