LAU, TSZ KAY JOCELYN (HKMA registration number AJ1422) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED | RA 1 Type 1: dealing in securities | No | TREASURY | 2023-01-31 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED | RA 4 Type 4: advising on securities | No | TREASURY | 2023-01-31 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED | AAI670 | 33/F, ICBC TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG. |