CHAN, LOK YIU (HKMA registration number AI9967) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CITIBANK (HONG KONG) LIMITED. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| CITIBANK (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | No | INVESTMENT STRATEGIST | 2022-07-28 |
| CITIBANK (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | No | INVESTMENT STRATEGIST | 2022-07-28 |
| CITIBANK, N.A. | RA 1 Type 1: dealing in securities | No | INVESTMENT STRATEGIST | 2022-07-28 |
| CITIBANK, N.A. | RA 4 Type 4: advising on securities | No | INVESTMENT STRATEGIST | 2022-07-28 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| CITIBANK (HONG KONG) LIMITED | AAY797 | CITI TOWER, ONE BAY EAST, NO. 83 HOI BUN ROAD, KWUN TONG, KOWLOON |
| CITIBANK, N.A. | AAP937 | 50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG. |