LAM, KA YAN (HKMA registration number AI9769) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF AMERICA, NATIONAL ASSOCIATION. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BANK OF AMERICA, NATIONAL ASSOCIATION | RA 1 Type 1: dealing in securities | No | FICC TRADING | 2022-07-11 |
| BANK OF AMERICA, NATIONAL ASSOCIATION | RA 4 Type 4: advising on securities | No | FICC TRADING | 2022-07-11 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BANK OF AMERICA, NATIONAL ASSOCIATION | AAK796 | 55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG. |