CHAN, CHI WAI (HKMA registration number AI7385) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at SUMITOMO MITSUI BANKING CORPORATION. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| SUMITOMO MITSUI BANKING CORPORATION | RA 1 Type 1: dealing in securities | No | CAPITAL MARKETS | 2021-08-13 |
| SUMITOMO MITSUI BANKING CORPORATION | RA 4 Type 4: advising on securities | No | CAPITAL MARKETS | 2021-08-13 |
| SUMITOMO MITSUI BANKING CORPORATION | RA 6 Type 6: advising on corporate finance | No | CAPITAL MARKETS | 2021-08-13 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| SUMITOMO MITSUI BANKING CORPORATION | AIU472 | 8/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG. |