LI, KA HIM (HKMA registration number AI7048) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at KDB ASIA LIMITED. Has been engaged at 3 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| KDB ASIA LIMITED | RA 1 Type 1: dealing in securities | No | SENIOR ASSOCIATE, DCM & SYNDICATION | 2024-05-17 |
| KDB ASIA LIMITED | RA 4 Type 4: advising on securities | No | SENIOR ASSOCIATE, DCM & SYNDICATION | 2024-05-17 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| KDB ASIA LIMITED | ABC828 | SUITES 6402-6407, 64/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG. |