SZE, HOI YAN (HKMA registration number AI6014) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at TORONTO-DOMINION BANK. Has been engaged at 2 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| TORONTO-DOMINION BANK | RA 1 Type 1: dealing in securities | No | ASSOCIATE | 2023-05-15 |
| TORONTO-DOMINION BANK | RA 4 Type 4: advising on securities | No | ASSOCIATE | 2023-05-15 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| TORONTO-DOMINION BANK | AAO318 | SUITE 1211, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG. |