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HAI, SIN MAN ESTELLA

奚倩雯
HKMA AI4307HKMA Relevant IndividualCurrently registeredExecutive Officer

HAI, SIN MAN ESTELLA (HKMA registration number AI4307) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at STANDARD CHARTERED BANK (HONG KONG) LIMITED. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesNoHEAD, SUB-ADVISOR AND CUSTOMISED SOLUTIONS2020-04-28
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesNoHEAD, SUB-ADVISOR AND CUSTOMISED SOLUTIONS2020-04-28
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 9 Type 9: asset managementYesHEAD, SUB-ADVISOR AND CUSTOMISED SOLUTIONS2020-04-28

Business Address

Registered InstitutionSFC CE No.Address
STANDARD CHARTERED BANK (HONG KONG) LIMITEDAJI61432ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 19 Dec 2022 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person.

Registration History (3)

2022-12-19 – present Current
RA 9
2020-04-28 – present Current
RA 1 RA 4
2020-04-28 – 2022-12-18
RA 9