CHAN, CHEUK YIN

陳卓然

HKMA AI3613HKMA Relevant IndividualCurrently registeredExecutive Officer

CHAN, CHEUK YIN (HKMA registration number AI3613) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at ROYAL BANK OF CANADA. Has been engaged at 2 authorized institutions over time.

Current Registration (3)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
ROYAL BANK OF CANADA	RA 1 Type 1: dealing in securities	No	DIRECTOR, PORTFOLIO MANAGER	2023-02-11
ROYAL BANK OF CANADA	RA 4 Type 4: advising on securities	No	DIRECTOR, PORTFOLIO MANAGER	2023-02-11
ROYAL BANK OF CANADA	RA 9 Type 9: asset management	Yes	PORTFOLIO MANAGER	2023-02-11

Business Address

Registered Institution	SFC CE No.	Address
ROYAL BANK OF CANADA	AAE727	41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG

Conditions

Registered Institution Effective Date Description 1 Registered Institution ROYAL BANK OF CANADA Effective Date 20 Apr 2023 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person unless it is for hedging purpose only.

Registration History (6)

2023-04-20 – present Current

ROYAL BANK OF CANADA Executive Officer

RA 9

2023-02-11 – present Current

ROYAL BANK OF CANADA

RA 1 RA 4

2023-02-11 – 2023-04-19

ROYAL BANK OF CANADA

RA 9

2022-07-11 – 2023-01-27

UBS AG Executive Officer

RA 9

2020-01-02 – 2023-01-27

UBS AG

RA 1 RA 4

2020-01-02 – 2022-07-10

UBS AG

RA 9

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AI3613