LYU, FENGZE

Registered Institution Effective Date Description 1 Registered Institution CHINA CITIC BANK INTERNATIONAL LIMITED Effective Date 29 Dec 2025 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution CHINA CITIC BANK INTERNATIONAL LIMITED Effective Date 29 Dec 2025 --> Description --> For Type 6 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of CHINA CITIC BANK INTERNATIONAL LIMITED not subject to a similar condition. 3 Registered Institution CHINA CITIC BANK INTERNATIONAL LIMITED Effective Date 29 Dec 2025 --> Description --> For Type 6 regulated activity, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activity (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).