GAO, YING

高穎

HKMA AH8680HKMA Relevant IndividualCurrently registeredExecutive Officer

GAO, YING (HKMA registration number AH8680) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at STANDARD CHARTERED BANK (HONG KONG) LIMITED. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered Institution	Regulated Activity	Exec. Officer	Capacity	First engaged
STANDARD CHARTERED BANK (HONG KONG) LIMITED	RA 1 Type 1: dealing in securities	Yes	MANAGING DIRECTOR, CHINA CORPORATES, COVERAGE	2018-08-03
STANDARD CHARTERED BANK (HONG KONG) LIMITED	RA 4 Type 4: advising on securities	Yes	MANAGING DIRECTOR, CHINA CORPORATES, COVERAGE	2018-08-03
STANDARD CHARTERED BANK (HONG KONG) LIMITED	RA 6 Type 6: advising on corporate finance	Yes	MANAGING DIRECTOR, CHINA CORPORATES, COVERAGE	2018-08-03

Business Address

Registered Institution	SFC CE No.	Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED	AJI614	32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 09 Sep 2022 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (2)

2022-09-09 – present Current

STANDARD CHARTERED BANK (HONG KONG) LIMITED Executive Officer

RA 1 RA 4 RA 6

2018-08-03 – 2022-09-08

STANDARD CHARTERED BANK (HONG KONG) LIMITED

RA 1 RA 4 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH8680