Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

YU, XIN

于欣
HKMA AH7573HKMA Relevant IndividualCurrently registered

YU, XIN (HKMA registration number AH7573) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.. Has been engaged at 3 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.RA 1 Type 1: dealing in securitiesNoTREASURY2023-09-22
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.RA 4 Type 4: advising on securitiesNoTREASURY2023-09-22

Business Address

Registered InstitutionSFC CE No.Address
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.AYT30530/F, SPD BANK TOWER, ONE HENNESSY, 1 HENNESSY ROAD, HONG KONG

Registration History (3)

2023-09-22 – present Current
RA 1 RA 4
2020-12-24 – 2021-09-26
RA 1 RA 4
2018-04-07 – 2021-09-26
RA 1 RA 4 RA 9