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LI, SHEK TANG

李碩騰
HKMA AH5947HKMA Relevant IndividualNot currently registered
Official HKMA record

LI, SHEK TANG (HKMA registration number AH5947) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 4 authorized institutions over time.

Current Registration

No current registration.

Registration History (4)

2023-06-17 – 2024-09-16
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
RA 1 RA 4
2022-09-22 – 2023-03-21
HANG SENG BANK, LIMITED
RA 1 RA 4 RA 7
2021-08-24 – 2022-09-04
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
RA 1 RA 4
2017-09-30 – 2021-07-04
BANK OF CHINA (HONG KONG) LIMITED
RA 1 RA 4

Public Disciplinary Actions

HKMA
Action Date Action Taken Press Release Download Action Date 04 Sep 2024 Action Taken SUSPENSION OF 9 MONTHS Press Release Download English Chinese
* Only actions effective within the last five years are shown.

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AH5947