LIU, YAN (HKMA registration number AH5563) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at INDUSTRIAL BANK CO., LTD.. Has been engaged at 3 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| INDUSTRIAL BANK CO., LTD. | RA 1 Type 1: dealing in securities | No | ASSISTANT GENERAL MANAGER | 2025-06-14 |
| INDUSTRIAL BANK CO., LTD. | RA 4 Type 4: advising on securities | No | ASSISTANT GENERAL MANAGER | 2025-06-14 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| INDUSTRIAL BANK CO., LTD. | ALZ901 | 10-12/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG |