Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

SHUM, PAK HANG

岑柏恒
HKMA AH4597HKMA Relevant IndividualCurrently registered

SHUM, PAK HANG (HKMA registration number AH4597) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at STANDARD CHARTERED BANK (HONG KONG) LIMITED. Has been engaged at 1 authorized institution over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesNoRELATIONSHIP AND PORTFOLIO SALES2017-05-10
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesNoRELATIONSHIP AND PORTFOLIO SALES2017-05-10

Business Address

Registered InstitutionSFC CE No.Address
STANDARD CHARTERED BANK (HONG KONG) LIMITEDAJI61432ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

Registration History (1)

2017-05-10 – present Current
RA 1 RA 4