Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

JHA, HARSHWARDHAN

HKMA AH4332HKMA Relevant IndividualCurrently registered

JHA, HARSHWARDHAN (HKMA registration number AH4332) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF AMERICA, NATIONAL ASSOCIATION. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
BANK OF AMERICA, NATIONAL ASSOCIATIONRA 1 Type 1: dealing in securitiesNoFICC SALES2017-04-01
BANK OF AMERICA, NATIONAL ASSOCIATIONRA 4 Type 4: advising on securitiesNoFICC SALES2017-04-01

Business Address

Registered InstitutionSFC CE No.Address
BANK OF AMERICA, NATIONAL ASSOCIATIONAAK79655/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.

Registration History (3)

2017-04-01 – present Current
RA 1 RA 4
2022-02-07 – 2024-11-06
BANC OF AMERICA SECURITIES ASIA LIMITED
RA 4
2017-06-30 – 2024-11-06
BANC OF AMERICA SECURITIES ASIA LIMITED
RA 1