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KIM, MIN SOO

HKMA AH3924HKMA Relevant IndividualCurrently registered

KIM, MIN SOO (HKMA registration number AH3924) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at STANDARD CHARTERED BANK (HONG KONG) LIMITED. Has been engaged at 1 authorized institution over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesNoGLOBAL BANKING2020-01-08
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesNoGLOBAL BANKING2020-01-08
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 6 Type 6: advising on corporate financeNoGLOBAL BANKING2020-01-08

Business Address

Registered InstitutionSFC CE No.Address
STANDARD CHARTERED BANK (HONG KONG) LIMITEDAJI61432ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

Registration History (2)

2020-01-08 – present Current
RA 1 RA 4 RA 6
2017-02-17 – 2018-08-17
RA 1 RA 4 RA 6