Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

AU, SHEUNG HEI

區尚禧
HKMA AH2136HKMA Relevant IndividualCurrently registered

AU, SHEUNG HEI (HKMA registration number AH2136) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at HONG LEONG BANK BERHAD. Has been engaged at 4 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
HONG LEONG BANK BERHADRA 1 Type 1: dealing in securitiesNoRELATIONSHIP MANAGER2026-03-31
HONG LEONG BANK BERHADRA 9 Type 9: asset managementNoRELATIONSHIP MANAGER2026-03-31

Business Address

Registered InstitutionSFC CE No.Address
HONG LEONG BANK BERHADAJK46750TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.

Registration History (4)

2026-03-31 – present Current
RA 1 RA 9
2025-08-06 – 2025-09-24
RA 1 RA 4
2017-10-02 – 2025-06-12
RA 1 RA 4 RA 6
2016-07-26 – 2017-08-29
OCBC WING HANG BANK LIMITED
RA 1