SO, MING YAN (HKMA registration number AH1950) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED | RA 1 Type 1: dealing in securities | Yes | VICE PRESIDENT | 2016-07-05 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED | RA 4 Type 4: advising on securities | Yes | VICE PRESIDENT | 2016-07-05 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED | AAI670 | 33/F, ICBC TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG. |