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NG, KWOK TO

吳國土
HKMA AH1886HKMA Relevant IndividualCurrently registered

NG, KWOK TO (HKMA registration number AH1886) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITEDRA 1 Type 1: dealing in securitiesNoBUSINESS BANKING2021-07-06
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITEDRA 4 Type 4: advising on securitiesNoBUSINESS BANKING2021-07-06

Business Address

Registered InstitutionSFC CE No.Address
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITEDAAI67033/F, ICBC TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.

Registration History (3)

2021-07-06 – present Current
RA 1 RA 4
2021-06-17 – present Current
RA 1 RA 4
2016-06-26 – 2019-09-11
OCBC WING HANG BANK LIMITED
RA 1