LAI, DENNIS SUNG YU (HKMA registration number AH1328) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF COMMUNICATIONS CO., LTD.. Has been engaged at 1 authorized institution over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BANK OF COMMUNICATIONS CO., LTD. | RA 1 Type 1: dealing in securities | No | DEALER | 2016-04-22 |
| BANK OF COMMUNICATIONS CO., LTD. | RA 4 Type 4: advising on securities | No | DEALER | 2016-04-22 |
| BANK OF COMMUNICATIONS CO., LTD. | RA 9 Type 9: asset management | No | DEALER | 2016-04-22 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BANK OF COMMUNICATIONS CO., LTD. | AAK782 | UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG |