SIU, WAI (HKMA registration number AH1299) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at EFG BANK AG. Has been engaged at 5 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| EFG BANK AG | RA 1 Type 1: dealing in securities | No | CLIENT SERVICE OFFICER | 2025-12-11 |
| EFG BANK AG | RA 4 Type 4: advising on securities | No | CLIENT SERVICE OFFICER | 2025-12-11 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| EFG BANK AG | AFV863 | LEVEL 18, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON. |