Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

POON, WAI YIN

潘慧言
HKMA AH1027HKMA Relevant IndividualCurrently registered

POON, WAI YIN (HKMA registration number AH1027) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at MORGAN STANLEY BANK ASIA LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
MORGAN STANLEY BANK ASIA LIMITEDRA 1 Type 1: dealing in securitiesNoASSOCIATE, PRIVATE WEALTH MANAGEMENT2017-06-13
MORGAN STANLEY BANK ASIA LIMITEDRA 2 Type 2: dealing in futures contractsNoASSOCIATE, PRIVATE WEALTH MANAGEMENT2017-06-13

Business Address

Registered InstitutionSFC CE No.Address
MORGAN STANLEY BANK ASIA LIMITEDBDM672LEVEL 31, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Registration History (2)

2017-06-13 – present Current
RA 1 RA 2
2016-03-22 – 2017-04-26
RA 1