SHAM, MAVIS (HKMA registration number AH0836) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at UNION BANCAIRE PRIVÉE, UBP SA. Has been engaged at 4 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| UNION BANCAIRE PRIVÉE, UBP SA | RA 1 Type 1: dealing in securities | No | CLIENT RELATIONSHIP ASSOCIATE | 2021-12-02 |
| UNION BANCAIRE PRIVÉE, UBP SA | RA 4 Type 4: advising on securities | No | CLIENT RELATIONSHIP ASSOCIATE | 2021-12-02 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| UNION BANCAIRE PRIVÉE, UBP SA | ABZ544 | 26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG |