CAO, YING (HKMA registration number AH0584) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF MONTREAL. Has been engaged at 3 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BANK OF MONTREAL | RA 1 Type 1: dealing in securities | No | GLOBAL MARKETS | 2024-02-28 |
| BANK OF MONTREAL | RA 4 Type 4: advising on securities | No | GLOBAL MARKETS | 2024-02-28 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BANK OF MONTREAL | AAK809 | SUITES 2806-2809, LEVEL 28, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG |