Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

HA THUC, VIET-LINH

HKMA AH0535HKMA Relevant IndividualCurrently registeredExecutive Officer

HA THUC, VIET-LINH (HKMA registration number AH0535) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at NATIXIS. Has been engaged at 1 authorized institution over time.

Current Registration (4)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
NATIXISRA 1 Type 1: dealing in securitiesYesHEAD OF GLOBAL MARKETS, ASIA PACIFIC AND MIDDLE EAST2016-01-29
NATIXISRA 2 Type 2: dealing in futures contractsYesHEAD OF GLOBAL MARKETS, ASIA PACIFIC AND MIDDLE EAST2016-01-29
NATIXISRA 4 Type 4: advising on securitiesYesHEAD OF GLOBAL MARKETS, ASIA PACIFIC AND MIDDLE EAST2016-01-29
NATIXISRA 5 Type 5: advising on futures contractsYesHEAD OF GLOBAL MARKETS, ASIA PACIFIC AND MIDDLE EAST2016-01-29

Business Address

Registered InstitutionSFC CE No.Address
NATIXISAGJ912LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Registration History (1)

2016-01-29 – present Current
NATIXIS Executive Officer
RA 1 RA 2 RA 4 RA 5