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MOFFAT, THOMAS ALEXANDER

HKMA AG9060HKMA Relevant IndividualNot currently registered
Official HKMA record

MOFFAT, THOMAS ALEXANDER (HKMA registration number AG9060) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Not currently registered. Has been engaged at 2 authorized institutions over time.

Current Registration

No current registration.

Registration History (4)

2023-02-27 – 2023-03-03
BNP PARIBAS
RA 1
2016-11-08 – 2016-11-11
BNP PARIBAS
RA 1
2016-03-07 – 2016-03-13
UBS AG
RA 1 RA 4
2015-09-22 – 2015-09-27
UBS AG
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AG9060