GAO, YAN (HKMA registration number AG7744) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANCO SANTANDER, S.A.. Has been engaged at 3 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BANCO SANTANDER, S.A. | RA 1 Type 1: dealing in securities | No | SALES, GLOBAL MARKETS | 2018-09-06 |
| BANCO SANTANDER, S.A. | RA 4 Type 4: advising on securities | No | SALES, GLOBAL MARKETS | 2018-09-06 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BANCO SANTANDER, S.A. | AAK788 | LEVEL 28, PING AN TOWER, INTERNATIONAL GATEWAY CENTRE, 1 WUI MAN ROAD, KOWLOON |