Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

PENG, ZHANMING

彭湛明
HKMA AG7111HKMA Relevant IndividualCurrently registered

PENG, ZHANMING (HKMA registration number AG7111) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF COMMUNICATIONS (HONG KONG) LIMITED. Has been engaged at 2 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
BANK OF COMMUNICATIONS (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesNoRETAIL BUSINESS MGT OFFICER2018-01-22
BANK OF COMMUNICATIONS (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesNoRETAIL BUSINESS MGT OFFICER2018-01-22

Business Address

Registered InstitutionSFC CE No.Address
BANK OF COMMUNICATIONS (HONG KONG) LIMITEDBJN782UNIT B B/F & G/F, UNIT C G/F, 1-3/F, 16/F ROOM 01 & 18/F, WHEELOCK HOUSE, 20 PEDDER STREET, CENTRAL, HONG KONG

Registration History (2)

2018-01-22 – present Current
RA 1 RA 4
2015-03-28 – 2018-01-28
RA 1 RA 4